NYC Prototypes
Skip to main content

Enforcement pipeline

LL97-specific and building-scoped enforcement events across DOB Violations, ECB Violations, Safety Violations, OATH Hearings, and OATH Trials, cross-linked to covered BBLs. Internal DOB BEAM stages (initial notice, RCE, mitigation credit) are surfaced separately since they are not yet public data.

0 LL97-specific · 320,219 building-scoped total across all stages.

Public enforcement pipeline (linked to a covered BBL)

Public enforcement data has no LL97-specific tag yet. Cards lead with the building-scoped count (all enforcement activity at covered BBLs, the closest available public-data proxy) and separately show the LL97-specific count where DOB explicitly tagged an event.

DOB violation filed3h2n-5cm9
25,172
Building-scoped events at covered BBLs
0 LL97-specific
Refreshed 4 weeks ago · 2026-07-15 15:31 UTC
Filter records →
ECB summons issued6bgk-3dad
41,729
Building-scoped events at covered BBLs
0 LL97-specific
Refreshed 4 weeks ago · 2026-07-15 15:34 UTC
Filter records →
OATH hearing scheduledjz4z-kudi
166,548
Building-scoped events at covered BBLs
0 LL97-specific
Filter records →
OATH decision renderedy3hw-z6bm
3,262
Building-scoped events at covered BBLs
0 LL97-specific
Filter records →
Safety context record855j-jady
83,508
Building-scoped events at covered BBLs
0 LL97-specific
Refreshed 4 weeks ago · 2026-07-15 15:36 UTC
Filter records →

Recent enforcement events (up to 200)

Newest first, filtered by the current stage / borough / pathway. Each row links to the original DOB/ECB/OATH record via source dataset id.

StageBBL / BinEvent dateViolationStatusPenaltySource
No LL97 enforcement events matched these filters.
As of this data refresh, DOB has not filed any LL97-cap violation ECB summonses that meet these criteria (DOB was still processing CY2024 filings as of the most recent snapshot). Two things worth trying:
  • Clear the stage filter to see all LL97-specific records.
  • Toggle Include building-scoped context events to see non-LL97 DOB/ECB/OATH events at covered BBLs, which are surfaced for auditability only.

Unlinked OATH / ECB records

Open list →

169,810 public enforcement events could not be linked back to a covered BBL, typically because the ECB/OATH record has no BIN and the address parse did not match PLUTO. Included for auditability; each row is still resolvable via source dataset id.

ECB #Source datasetSource event id
-jz4z-kudi039556412N
-jz4z-kudi039556410J
-jz4z-kudi039556409M
-jz4z-kudi039556400X
-jz4z-kudi039556398X
-jz4z-kudi039556397Y
-jz4z-kudi039556396M
-jz4z-kudi039556395K
-jz4z-kudi039556394Z
-jz4z-kudi039556390L
-jz4z-kudi039556387K
-jz4z-kudi039556386Z
-jz4z-kudi039556385R
-jz4z-kudi039556384P
-jz4z-kudi039556383N
-jz4z-kudi039556382L
-jz4z-kudi039556381J
-jz4z-kudi039556380H
-jz4z-kudi039556378Z
-jz4z-kudi039556377R

Internal enforcement stages (not yet public)

Processing lifecycle

DOB internal BEAM tracks earlier compliance stages (initial notice, extension request, RCE submission, mitigation credit application) before a public DOB violation is filed. These are not open data yet. The list below is the full set of stages known to us from FOIL responses and DOB communications.

  • Assessed penalty (vs theoretical)
    Actual penalty DOB assessed against a building, distinct from the theoretical over-cap exposure computed from LL84 emissions.
    Simulated · internal DOB data not yet public
    Best-effort shadow: ecb_summons_issued
    Public release status: announced_not_yet_released
  • Audit assignment
    Buildings selected by DOB for LL97 filing audit and the audit stage.
    Simulated · internal DOB data not yet public
    Public release status: announced_not_yet_released
  • Audit outcome
    Result of an LL97 audit (accepted / correction ordered / penalty referred).
    Simulated · internal DOB data not yet public
    Public release status: announced_not_yet_released
  • Extension flag
    Whether a per-building filing was accepted under a filing extension (June 30 grace or BEAM extension to August 29).
    Simulated · internal DOB data not yet public
    Public release status: announced_not_yet_released
  • Filing received date
    Timestamp DOB received a per-building LL97 compliance filing.
    Simulated · internal DOB data not yet public
    Public release status: announced_not_yet_released
  • Good-faith effort application
    Whether an owner has applied for a good-faith effort determination and its status.
    Simulated · internal DOB data not yet public
    Public release status: announced_not_yet_released
  • Mediated resolution application
    Application for the LL97 mediated resolution process and its outcome.
    Simulated · internal DOB data not yet public
    Public release status: announced_not_yet_released
  • Notice of deficiency status
    Whether a notice of deficiency has been issued for a building and its current stage.
    Simulated · internal DOB data not yet public
    Public release status: announced_not_yet_released
  • Per-building filing status
    Filing status for each covered BBL/BIN combination (filed / late / non-filed / exempt) as tracked in DOB's BEAM system.
    Simulated · internal DOB data not yet public
    Public release status: announced_not_yet_released
  • Pre-OATH correspondence
    DOB correspondence with owners before an OATH matter is opened (notice of deficiency, cure letters).
    Simulated · internal DOB data not yet public
    Public release status: announced_not_yet_released
  • RDP attestation
    Registered Design Professional attestation attached to each per-building compliance filing.
    Simulated · internal DOB data not yet public
    Public release status: announced_not_yet_released
  • RECs / offsets claimed
    Renewable Energy Credits and beneficial-use offsets claimed to reduce reported emissions.
    Simulated · internal DOB data not yet public
    Public release status: announced_not_yet_released
  • 60-day cure window
    The 60-day cure window state for a building under LL97 enforcement (open / cured / expired).
    Simulated · internal DOB data not yet public
    Public release status: announced_not_yet_released
Records are cross-linked via BIN and (fallback) address parse. Records marked building-scoped are not LL97-specific but appear in enforcement history for the BBL. See methodology · enforcement linking.